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Unlock New Opportunities with K2: Obtain Your IFPR Licence
 

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Investment Firm Licences

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Ready to explore the horizons brought by the UK Investment Firms Prudential Regime (IFPR) - K2 is here to guide you through the seamless application for the latest FCA licenses introduced under the IFPR. Our expert team will navigate the complexities, ensuring your smooth path towards compliance and growth. Embrace the future of investment firms with K2 by your side.

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1. Investment Firm Licence: This license is required for investment firms subject to the IFPR framework, encompassing a range of prudential and capital adequacy requirements.

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2. Small and Non-Specified Investment Firm Licence: Tailored for smaller investment firms that fall within specific criteria, this license aligns with reduced capital and reporting requirements under the IFPR.

 

3. â€‹Limited Activity Investment Firm Licence: Designed for investment firms with limited activities or client base, this license streamlines regulatory obligations and capital rules.

 

4. Small Third-Country Investment Firm Licence: This license addresses the needs of third-country investment firms that meet the specified criteria, aligning with appropriate regulatory standards.

 

5.Third-Country Investment Firm Licence: Tailored for third-country investment firms operating in the UK, this license ensures compliance with the IFPR framework while accommodating the specific circumstances of non-UK firms.

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6.Full Scope UK AIFM Licence: Targeting firms that serve as Full Scope UK Alternative Investment Fund Managers (AIFMs), this license adheres to regulatory obligations for managing alternative investment funds.

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7. Small Authorised UK AIFM Licence: This license caters to smaller authorised UK Alternative Investment Fund Managers, aligning with proportional regulatory requirements.

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8. Small Registered UK AIFM Licence: Tailored for smaller registered UK Alternative Investment Fund Managers, this license balances regulatory obligations with the scale of operations.

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9. Article 3 Investment Firm Licence: Applicable to firms covered by Article 3 of the IFPR regulation, this license adheres to specific prudential requirements for qualifying entities.

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10. Limited Activity Article 3 Investment Firm Licence: Targeted at Article 3 investment firms with limited activities, this license streamlines regulatory obligations while ensuring prudential compliance.

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The above list highlights the diverse array of FCA licenses introduced under the UK Investment Firms Prudential Regime (IFPR), catering to various sizes, activities, and regulatory needs of investment firms within the

framework.

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